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How to Choose a Broker-Dealer

November 17, 2022 | Grove Point Financial

Selecting a broker-dealer and an advisory firm is one of the most consequential decisions a financial professional faces. The wrong choice will lead to poor technology, unresponsive compliance departments and insufficient investment choices, which combine to prevent financial professionals from enabling their clients to reach their financial goals. The right broker-dealer will serve the financial professional and be in perfect alignment with their long-term strategy and goals.

Three advisors share why they chose their firm and the factors that have been critical to their operations including:

  • A personal and responsive relationship
  • The cultural fit
  • Investment and financial planning support

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